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Personnel Records

Lists what the Agency keeps in each personnel record to prove that every staff member is qualified, screened, trained and competent, how separate confidential files (medical, I-9, background results) are kept, who may see them, how they are kept current, how long they are kept, and how the Agency answers a former employee's service letter request under RSMo §290.140.

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About this policy
Policy number
MO-HH-HR-03
Version
1.0
Main rule
42 CFR §484.115 (adopted by 19 CSR 30-26.010(1)(A))
Library
Missouri home health · 57 policies
Category
Human resources
Sections
18

In short

  • The Agency keeps a personnel file that proves you are qualified, checked and trained.
  • Give the office copies of new licenses, certificates and training as soon as you get them.
  • Background check results and health records are kept in separate confidential files.
  • You can ask the Administrator to review your own personnel file.
  • Tell the office when your name, address or license status changes.

What's inside

18 sections. The full text comes with the One-time Policy Pack.

Full text with a package
  • Terms of Reference
  • 1. Purpose
  • 2. Scope
  • 3. Definitions
  • 4. Policy Statement (42 CFR §484.115 (adopted by 19 CSR 30-26.010(1)(A)))
  • 5. Contents of the Personnel Record
  • 6. Confidential Files
  • 7. Keeping Records Current
  • 8. Access and Security
  • 9. Retention and Destruction
  • 10. Service Letters
  • 11. Responsibilities
  • 12. Records and Compliance Monitoring
  • 13. Staff Training
  • 14. References
  • 15. Related Policies and Forms
  • 16. Approval
  • 17. Revision History

An inspector may ask

  • Show me the personnel file for this aide: qualifications, competency evaluation, in-service hours, background check and EDL inquiry.
  • Where is the evidence of this nurse's current license?

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