Infection Prevention and Control Program
Sets out the Agency's infection prevention and control program required by 42 CFR §418.60: standard and transmission-based precautions, hand hygiene and equipment cleaning in the home, surveillance and investigation of infections using the infection surveillance log, reporting of diseases under Ohio's communicable disease rules, the link to the QAPI program, education for staff, contractors, patients and families, and the Ohio requirements for staff screening and for linens and isolation in an inpatient hospice facility.
- Policy number
- OH-HSP-IC-01
- Version
- 1.0
- Main rule
- 42 CFR §418.60
- Library
- Ohio hospice · 60 policies
- Category
- Infection control
- Sections
- 19
In short
- Clean your hands before and after every patient contact and after removing gloves. Use soap and water when hands are visibly dirty or for C. difficile.
- Put your bag on a clean barrier, never on the floor or bed, and clean shared equipment between patients.
- Report any new infection in a patient to the infection control lead within one business day.
- Follow any added precautions on the plan of care, and wear a fit-tested N95 for airborne infections.
- Teach families hand hygiene, safe handling of sharps and dressings, and the signs of infection to report.
Terms of Reference
This section sets out the standing under which this policy is issued, who owns it, who is bound by it, and how it is kept current. It is not itself a procedure. The obligations begin at Section 1.
| Item | Detail |
|---|---|
| Issued by | The governing body of Sample Agency, LLC |
| Document owner | Robin Sample, RN, Supervising Nurse |
| Authority | Adopted under 42 CFR §418.60 (infection control). Ohio: Ohio Administrative Code (OAC) 3701-19-09(B)(4)(b) and (c) (communicable disease screening and work restrictions for staff), OAC 3701-19-08(E)(4) and (5) and OAC 3701-19-22(F)(5) (linens, isolation and infection control in inpatient facilities), and the Ohio communicable disease rules in OAC Chapter 3701-3. The OAC 3701-19 rules are applied as in their January 23, 2020 text until the document owner confirms the December 29, 2025 text says the same. |
| Applies to | All staff, contractors, students and volunteers of the Agency, in every setting, and the patients and families they teach. |
| Status | Mandatory. |
| Not covered here | Staff health screening, vaccinations and work restrictions (Policy OH-HSP-HR-05). Bloodborne pathogens exposure control (Policy OH-HSP-IC-02). Emerging infectious disease planning in an emergency (Policy OH-HSP-EP-01). |
| Review | Reviewed by the document owner at least every 12 months, and within 30 days of any amendment to a rule cited in the References section. Each review is recorded in the Revision History. |
| Amendment | Any change requires the approval of the governing body and the issue of a new version number. Superseded versions are retained for at least six years. |
| Distribution | Master copy in the policy manual. Every staff member receives Sections 5 and 6 at orientation. |
| Questions | Direct to the document owner on (614) 555-0100 or office@example.com. |
1. Purpose
Hospice patients are often frail and at high risk of infection, and staff move from home to home. This policy protects patients, families, visitors and staff of Sample Agency, LLC (the "Agency") by preventing and controlling infections and communicable diseases.
2. Scope
This policy covers infection prevention and control in patients' homes, in facilities where patients live, in any inpatient hospice facility the Agency operates, in the office and in staff vehicles.
3. Definitions
The following terms have the meanings given below when used in this policy.
| Term | Meaning |
|---|---|
| Standard precautions | The basic practices used with every patient, whether or not infection is known: hand hygiene, use of personal protective equipment (PPE) based on expected exposure, respiratory hygiene and cough etiquette, safe injection practices, safe handling of sharps, and cleaning of equipment and surfaces. |
| Transmission-based precautions | Contact, droplet and airborne precautions added to standard precautions for patients known or suspected to have certain infections. |
| Infection control lead | The registered nurse who leads the program: the supervising nurse, Robin Sample, RN, unless the Administrator designates another RN in writing (Agency standard). |
| Health care-associated infection | An infection that a patient develops while receiving care from the Agency that was not present or incubating at admission, such as a catheter-associated urinary tract infection, an infected pressure injury, or a respiratory infection linked to a staff member. |
| Reportable disease | A disease or condition that OAC Chapter 3701-3 requires a health care provider to report to public health authorities. |
4. Policy Statement (42 CFR §418.60)
The Agency "must maintain and document an effective infection control program that protects patients, families, visitors, and hospice personnel by preventing and controlling infections and communicable diseases" (42 CFR §418.60). The Agency follows accepted standards of practice to prevent the transmission of infections and communicable diseases, including standard precautions (42 CFR §418.60(a)); maintains a coordinated agency-wide program for the surveillance, identification, prevention, control and investigation of infectious and communicable diseases that is an integral part of its QAPI program (42 CFR §418.60(b)); and provides infection control education to employees, contracted providers, patients, family members and other caregivers (42 CFR §418.60(c)). The Agency also has the written plan for screening staff and volunteers for communicable diseases and the work restriction policies OAC 3701-19-09(B)(4) requires (Policy OH-HSP-HR-05).
5. Standard Precautions in Every Home
- Hand hygiene with alcohol-based hand rub or soap and water before and after patient contact, before clean or aseptic tasks, after contact with body fluids, after removing gloves, and after touching the patient's surroundings. Soap and water are used when hands are visibly soiled and after caring for a patient with diarrhea suspected to be Clostridioides difficile or norovirus.
- PPE (gloves, gowns, masks, eye protection) is worn according to the expected exposure, and is supplied by the Agency at no cost to staff (Policy OH-HSP-IC-02).
- Respiratory hygiene: staff with respiratory symptoms follow Policy OH-HSP-HR-05; masks are offered to coughing patients and family members during care.
- Safe injection practices: one needle and one syringe, one time; single-dose vials used for one patient only.
- Sharps go into a puncture-resistant sharps container at the point of use; containers are sealed when three-quarters full and disposed of as Section 11 describes.
6. Bag Technique and Equipment
- The nursing bag is placed on a clean, dry surface or a barrier, never on the floor or bed. Hands are cleaned before reaching into the bag. Only items needed are taken into the home.
- Reusable equipment (stethoscopes, blood pressure cuffs, thermometers, pulse oximeters) is cleaned and disinfected with an EPA-registered disinfectant after each patient, following the product's contact time; equipment used for a patient on contact precautions is left in the home where possible.
- Soiled items never go back into the bag. Supplies left in a home are not taken to another patient.
- Staff vehicles are kept with a clean area for clean supplies and a separate area for waste and soiled items.
- Durable medical equipment is cleaned by the supplier between patients (Policy OH-HSP-DME-01).
7. Transmission-Based Precautions
When a patient has, or is suspected of having, an infection that needs added precautions (for example C. difficile, MRSA in a draining wound, scabies, influenza, COVID-19 or tuberculosis), the RN case manager adds the precautions to the plan of care and the aide's written instructions, schedules the patient as the last visit of the day where practical, and teaches the family. Staff caring for a patient with suspected or confirmed airborne infection wear a fit-tested N95 respirator (Policy OH-HSP-HR-05). In an inpatient hospice facility the Agency operates, patients with infectious diseases are isolated as needed and linens are handled, stored, processed and transported in a way that prevents the spread of infection (OAC 3701-19-08(E)(4)-(5); OAC 3701-19-22(F)(5)).
8. Surveillance and the Infection Surveillance Log
The program identifies infectious and communicable disease problems and plans actions expected to lead to improvement and disease prevention (42 CFR §418.60(b)(2)).
- Every nurse who identifies a new infection in a patient (diagnosed by a practitioner or suspected from signs and symptoms) records it in the visit note and reports it to the infection control lead within one business day, who enters it in the infection surveillance log, Form OH-HSP-IC-01-A (Agency standard).
- The log records the patient, onset date, type and site of infection, organism if known, related devices (catheter, line, wound), whether it may be care-related, the treatment and the precautions taken.
- Staff illnesses and exposures are tracked under Policies OH-HSP-HR-05 and OH-HSP-IC-02 and reviewed with the log.
- Each month the infection control lead reviews the log for clusters, trends, care-related infections and staff practice problems, and investigates any cluster (two or more related cases).
- Findings and actions are reported to the QAPI program at least quarterly, and the program is evaluated each year as part of the annual QAPI evaluation (42 CFR §418.60(b)(1); 42 CFR §418.58; OAC 3701-19-06(D)-(F)).
9. Reporting Diseases to Public Health
Under OAC 3701-3-03(A), a health care provider with knowledge of a case or suspect case of a disease in classes A, B or C under OAC 3701-3-02 must report it. Class A diseases are reported immediately by telephone, and other classes in the time OAC 3701-3-02 sets (OAC 3701-3-02, text effective August 1, 2019). When an Agency nurse learns of a case or suspect case of a reportable disease, the nurse tells the infection control lead the same day. The infection control lead confirms whether the attending practitioner, hospital or laboratory has reported it and, if not, reports it to the local health department for the patient's area in the time the rule sets, and records the report (Agency procedure). Outbreaks are reported in the same way.
10. Education
- Staff and contractors: infection control at orientation and at least yearly, including hand hygiene, PPE, bag technique, equipment cleaning, transmission-based precautions and this policy (42 CFR §418.60(c); Policy OH-HSP-HR-01). Aides are assessed on compliance with infection control procedures at supervisory visits (42 CFR §418.76(h)(3)(iv)).
- Patients, families and caregivers: hand hygiene, catheter and wound care as needed, safe disposal of sharps and dressings, cleaning, laundry, and when to call the nurse about signs of infection. Teaching and the family's understanding are recorded in the clinical record (42 CFR §418.60(c)).
- Volunteers: hand hygiene, respiratory hygiene and when not to visit (Policy OH-HSP-VOL-01).
11. Waste and Laundry in the Home
Sharps containers, soiled dressings and other waste from care in the home are disposed of as Ohio and local solid waste and infectious waste requirements allow; the Agency's procedure manual states the current method for each county served, which the infection control lead confirms each year (Agency procedure). Families are taught to wash soiled linen separately in hot water with detergent and to wear gloves when handling it.
12. Responsibilities
Each role named below carries the duties shown.
| Role | Responsibility |
|---|---|
| Infection control lead | Leads the program; keeps the surveillance log; monthly review; investigation of clusters; public health reports; reports to QAPI; yearly review of this policy. |
| Medical director | Advises on infections, outbreaks and work restrictions (Policy OH-HSP-MD-01). |
| RN case managers | Identify and report infections; add precautions to the plan of care; teach families. |
| All staff | Standard precautions at every visit; report infections and exposures. |
| Administrator | Provides PPE, hand hygiene supplies, disinfectants and sharps containers; makes sure contractors follow this policy. |
13. Records and Compliance Monitoring
The infection surveillance log, monthly reviews, public health reports and education records are kept for at least six years (Agency standard). Each quarter the QAPI program reviews infection rates, care-related infections and the results of hand hygiene and bag technique observations made during supervisory visits (Policy OH-HSP-QA-01).
14. Staff Training
All staff learn Sections 5 to 7 at orientation and show hand hygiene, PPE use and bag technique before working alone. Annual training covers this policy and the year's surveillance findings (Policy OH-HSP-HR-01).
15. References
This policy implements the following authorities.
- 42 CFR §418.60, infection control; §418.58, QAPI; §418.76(h)(3)(iv), aide compliance with infection control
- OAC 3701-19-09(B)(4), employee health policies; OAC 3701-19-06(D)-(F), QAPI
- OAC 3701-19-08(E)(4)-(5) and OAC 3701-19-22(F)(5), linens, isolation and infection control in inpatient facilities
- OAC Chapter 3701-3, including OAC 3701-3-02 and 3701-3-03, Ohio communicable disease reporting
- 29 CFR §1910.1030, bloodborne pathogens (Policy OH-HSP-IC-02)
- CDC guidance on standard and transmission-based precautions and hand hygiene in health care settings (guidance, not rule)
16. Related Policies and Forms
The following documents are read together with this policy.
| Reference | Title |
|---|---|
| Form OH-HSP-IC-01-A | Infection Surveillance Log |
| Policy OH-HSP-MD-01 | Medical Director and Physician Services |
| Policy OH-HSP-HR-01 | Orientation, In-Service Training and Competency |
| Policy OH-HSP-HR-05 | Employee Health, Communicable Disease Screening and Work Restrictions |
| Policy OH-HSP-VOL-01 | Volunteer Program |
| Policy OH-HSP-AIDE-01 | Home Health Aide and Hospice Aide Services, Training and Supervisory Visits |
| Policy OH-HSP-IC-02 | Bloodborne Pathogens Exposure Control Plan |
| Policy OH-HSP-DME-01 | Medical Supplies, Appliances and Durable Medical Equipment |
| Policy OH-HSP-QA-01 | Quality Assessment and Performance Improvement |
| Policy OH-HSP-EP-01 | Emergency Preparedness Program |
| Policy OH-HSP-FAC-03 | Inpatient Hospice Facility Operations and Non-Hospice Palliative Care Patients |
17. Approval
This policy is adopted by the governing body of Sample Agency, LLC. The effective date, the person who approved it, and the date of approval are shown in the header block and recorded in the signature lines below.
18. Revision History
Every version of this policy, the date it took effect, a summary of what changed, and who approved it is recorded below. Where a rule cited in the References section is amended, the amendment is recorded in this table and a new version of this policy is issued.
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