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Infection Prevention and Standard Precautions

Sets the Agency's infection prevention program for care in clients' homes, based on standard precautions: hand hygiene, gloves and other protective equipment supplied free of charge, respiratory hygiene, cleaning and disinfection, laundry and waste, food safety, care of clients with known or suspected infections, staff illness, outbreaks and public health emergencies, and the hand hygiene and PPE competency check on Form OH-HC-IC-01-A.

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About this policy
Policy number
OH-HC-IC-01
Version
1.0
Main rule
OAC 173-39-02.11(C)(3)(b)(vii)
Library
Ohio home care · 49 policies
Category
Infection control
Sections
22
This is the full policy, shown filled in for a sample agency (Sample Agency). The underlined details are where your own agency's details go.

In short

  • Clean your hands when you arrive, before and after care, after removing gloves, and before you leave.
  • Use soap and water after toileting care, when hands are dirty, and before handling food.
  • Wear gloves for contact with body fluids, waste or broken skin. Never reuse gloves.
  • Gloves, masks and hand rub are free from the Agency. Ask the office for more.
  • Stay home if you are sick and call the scheduler as early as you can.
Sample Agency, LLC
Policy and Procedure Manual

Terms of Reference

This section sets out the standing under which this policy is issued, who owns it, who is bound by it, and how it is kept current. It is not itself a procedure. The obligations begin at Section 1.

ItemDetail
Issued byThe governing body of Sample Agency, LLC
Document ownerPat Sample, Administrator
AuthorityIf the Agency is ODA-certified, orientation must cover "Standard precautions for infection control, including hand washing and the disposal of bodily waste." (OAC 173-39-02.11(C)(3)(b)(vii); OAC 173-39-02.8(B)(5)(c)(i)(h)), and basic infection control is one of the subjects in the personal care aide training and competency evaluation (OAC 173-39-02.11(C)(3)(a)(v)(b)(iv)). Federal OSHA requires personal protective equipment for hazards (29 CFR §1910.132) and protection from bloodborne pathogens (29 CFR §1910.1030; Policy OH-HC-IC-02). Ohio's licensing rules for nonmedical home health agencies do not require an infection control program; the program in this policy is the Agency's own standard, based on the Centers for Disease Control and Prevention (CDC) standard precautions.
Applies toEvery aide, every aide supervisor, office staff who visit clients, and the Administrator.
StatusMandatory. Adherence is a condition of employment and of any contract for services. No provision may be waived, shortened, or varied by any employee.
Not covered hereThe bloodborne pathogens exposure control plan, hepatitis B vaccination and exposures, which are Policy OH-HC-IC-02. Tuberculosis screening, staff health and fitness for duty, which are Policy OH-HC-HR-03. Emergency and pandemic planning, which is Policy OH-HC-EP-01.
ReviewReviewed by the document owner at least every 12 months and, as the Agency's own standard, within 30 days of any amendment to a rule cited at Section 18. Each review is recorded at Section 21 whether or not the text changes.
AmendmentAny change requires the approval of the governing body and the issue of a new version number. Superseded versions are retained for six years from the date they were last in effect (45 CFR §164.530(j) where the Agency is a HIPAA covered entity, and otherwise as the Agency's own standard).
DistributionMaster copy held in the policy manual at the Agency's operating location at 100 Example Street, Suite 100, Columbus, Ohio 43215. Each person named under "Applies to" receives it at orientation and whenever it changes.
QuestionsDirect to the document owner on (614) 555-0100 or office@example.com.

1. Purpose

This policy protects clients, who are often older or medically fragile, and staff from infections passed during care in the home, by making standard precautions part of every visit.

2. Scope

This policy applies to every visit by Sample Agency, LLC staff to a client's home, and to Agency equipment, supplies and offices.

3. Definitions

For the purposes of this policy, the following terms have the meanings below. Ohio Revised Code Chapter 3740 and Ohio Administrative Code Chapter 3701-60 call the person served a "patient", and the Ohio Department of Aging and Ohio Department of Medicaid rules call that person an "individual". In this manual the person served is the "client"; the three words mean the same person.

TermMeaning
Standard precautionsThe basic infection prevention practices CDC recommends for the care of every person, whether or not an infection is known: hand hygiene, use of gloves and other protective equipment based on the expected exposure, respiratory hygiene and cough etiquette, safe handling of sharps (Policy OH-HC-IC-02), cleaning and disinfection, and safe handling of laundry and waste.
Transmission-based precautionsExtra precautions CDC recommends, on top of standard precautions, for a person with a known or suspected infection spread by contact, droplets or the air.
Hand hygieneWashing hands with soap and water, or rubbing all surfaces of the hands with an alcohol-based hand rub until dry.
PPEPersonal protective equipment: gloves, gowns or aprons, masks, eye protection and face shields.
Bodily wasteUrine, stool, vomit, and items soiled with them, such as briefs, pads and wipes.
AideAny employee who provides nonmedical home health services in a client's home: personal care aides (PCAs), home health aides and homemaker aides.
ODA-certifiedCertified by the Ohio Department of Aging (ODA) under OAC Chapter 173-39 to provide services, such as personal care and homemaker, to individuals in the PASSPORT program.
Agency's own standardA requirement the Agency sets for itself that goes beyond, or fills a gap in, the rules. This manual labels each one so that it is never mistaken for a regulator's requirement.

4. Policy Statement (OAC 173-39-02.11(C)(3)(b)(vii))

Every staff member uses standard precautions with every client at every visit. The Agency supplies gloves, alcohol-based hand rub and other PPE free of charge, trains every aide in infection prevention before the first client visit and every year, and checks each aide's hand hygiene and PPE skills on Form OH-HC-IC-01-A. These requirements are the Agency's own standard except where this policy cites a rule.

5. Hand Hygiene

Hand hygiene is the most important way to prevent infection. Staff clean their hands:

  • on arrival, before touching the client or the client's belongings;
  • before preparing food, feeding the client, or helping with medication;
  • before putting on gloves and immediately after taking them off;
  • after contact with blood, body fluids, bodily waste, broken skin, soiled linen or trash;
  • after toileting or continence care, even if gloves were worn;
  • after using the toilet, blowing the nose, coughing or sneezing; and
  • before leaving the home.

Use soap and running water when hands are visibly soiled, after helping with toileting or continence care, after contact with a client who has diarrhea, and before handling food. Otherwise an alcohol-based hand rub containing at least 60 percent alcohol may be used, as CDC recommends. If a home has no running water, staff use hand rub or antiseptic towelettes and wash with soap and water as soon as feasible (29 CFR §1910.1030(d)(2)(iv) where blood may be present). Nails are kept short, and staff do not wear artificial nails when giving hands-on care, as the Agency's own standard.

6. Gloves and Other PPE

  • Wear disposable gloves for any contact, or expected contact, with blood, body fluids, bodily waste, mucous membranes, broken skin, or soiled items and surfaces, including toileting, continence care, perineal and catheter care, oral care and cleaning bathrooms.
  • Change gloves between tasks on the same client (for example after toileting and before oral care), when torn, and when moving from a dirty to a clean task. Never wash or reuse disposable gloves.
  • Wear a disposable gown or apron when clothing may be splashed or soiled, and a mask and eye protection when splashes to the face are possible.
  • Wear a mask when the aide has respiratory symptoms but has been cleared to work (Policy OH-HC-HR-03), when the client has respiratory symptoms, and when public health guidance or the supervisor directs.
  • Remove PPE before leaving the client's home, put it in a plastic bag in the client's trash, and clean hands.
  • The Agency provides PPE, in the sizes staff need and in latex-free versions, at no cost to staff (29 CFR §1910.1030(d)(3)(i), (iii); 29 CFR §1910.132). Supervisors check that every aide has enough supplies at each supervisory visit.

7. Respiratory Hygiene and Cough Etiquette

  • Cover coughs and sneezes with a tissue or the inside of the elbow, throw tissues away, and clean hands.
  • Offer a mask and tissues to a client who is coughing, if the client is willing.
  • Keep at a distance where possible when the client or a household member has respiratory symptoms, and open windows if the client agrees and the weather allows.
  • Vaccination of staff against influenza and other diseases CDC recommends for health care personnel is encouraged and recorded under Policy OH-HC-HR-03.

8. Cleaning and Disinfection in the Home

  • Clean surfaces used for care (bathroom fixtures, commodes, bed rails, tables, door handles) as the activity plan says, using the client's household cleaner or a disinfectant the Agency supplies, following the label.
  • Clean shared equipment such as shower chairs, commodes, walkers and gait belts after use when soiled.
  • Clean any blood or body fluid spill at once, wearing gloves, using an appropriate disinfectant, as set out in Policy OH-HC-IC-02.
  • Aides carry only the supplies they need into the home, keep them in a clean bag placed on a clean, dry surface, and do not carry items from one client's home to another without cleaning them.

9. Laundry and Waste

  • Handle soiled linen and clothing as little as possible, hold it away from the body, and do not shake it. Wear gloves. Wash it separately in the hottest water the fabric allows, with detergent.
  • Flush urine, stool and vomit down the toilet, then clean and disinfect the commode or bedpan.
  • Put briefs, pads, wipes, gloves and other soiled disposable items in a plastic bag, tie it and place it in the household trash. This is the standard precaution for "the disposal of bodily waste" covered at orientation (OAC 173-39-02.11(C)(3)(b)(vii)).
  • Aides do not handle used needles or lancets. The client's sharps are kept in a puncture-resistant container (Policy OH-HC-IC-02).

10. Food Safety

  • Wash hands before handling food. Keep raw meat away from ready-to-eat food, and use separate cutting boards or wash them between uses.
  • Cook food thoroughly, refrigerate leftovers promptly, and throw away food that is past its date or shows spoilage, with the client's agreement.
  • Clean counters, dishes and utensils after meal preparation.
  • Aides do not eat the client's food or drink without the client's offer and consent (OAC 5160-44-31(E)(11) for ODM waiver clients, and as the Agency's own standard for all clients).

11. Clients with Known or Suspected Infections

  1. An aide who notices signs of infection (fever, new cough, diarrhea or vomiting, a red, warm or draining wound, burning on urination, or new confusion) tells the supervisor the same day (Policy OH-HC-SVC-02).
  2. The supervisor finds out from the client, the client's representative or the client's health care provider what precautions are needed, and writes them into the activity plan.
  3. For a client with diarrhea or a known contact-spread infection, staff wear gloves and a gown or apron for hands-on care, wash hands with soap and water (not hand rub alone) after care, and clean the bathroom and commode with a disinfectant that is effective for the organism, as the label shows.
  4. For a client with a respiratory infection, staff wear a mask, and the supervisor follows CDC and Ohio Department of Health guidance current at the time on any higher level of protection.
  5. The Agency does not refuse or end services because a client has an infection. It provides the training and PPE staff need, or helps the client find other care if the client's needs cannot be met safely (Policy OH-HC-DC-01).
  6. Information about a client's infection is shared only with staff who need it to provide care (Policy OH-HC-PRV-01).

12. Staff Illness

Staff do not visit clients while they have symptoms of a contagious illness. They call the scheduler as early as possible so that a replacement can be found. The illness, exclusion and return-to-work rules are in Policy OH-HC-HR-03. For an ODM waiver client, a provider may not deliver services when "medically, physically or emotionally unfit" (OAC 5160-44-31(E)(7)).

13. Outbreaks and Public Health Emergencies

  • Staff report symptoms of infection in clients and in themselves to the supervisor. The Agency follows any instruction from the local health department or the Ohio Department of Health on communicable disease reporting and control, and cooperates fully with any public health investigation.
  • If two or more clients or staff develop similar symptoms close together, the supervisor tells the Administrator, who seeks advice from the local health department and decides on extra precautions, as the Agency's own standard.
  • During a declared public health emergency, the Administrator follows Ohio Department of Health and CDC guidance, ODA and ODM notices, and the continuity plan in Policy OH-HC-EP-01, and keeps a supply of PPE to cover at least 30 days of normal use, as the Agency's own standard.

14. Checking Infection Prevention Skills

A supervisor observes each aide performing hand hygiene and putting on and removing gloves, gown and mask, and records the result on Form OH-HC-IC-01-A: at orientation before the first client visit, once a year, and whenever a supervisor sees a lapse, as the Agency's own standard. An aide who does not pass is retrained and checked again before the next visit.

15. Responsibilities

Accountability under this policy is allocated as follows.

Who is accountable for what
RoleResponsibility under this policy
Pat Sample, AdministratorOwns this policy. Funds and stocks PPE and supplies, follows public health guidance, and leads the response to outbreaks.
Jo Sample, Alternate AdministratorCarries out these duties when the Administrator is unavailable.
Aide supervisorsTrain and check aides, write precautions into activity plans, check supplies at visits, and follow up reports of infection.
Office and scheduling staffOrder and distribute supplies, and arrange replacement staff when an aide is ill.
AidesUse standard precautions at every visit, report signs of infection, and stay home when ill.

16. Records and Compliance Monitoring

Forms OH-HC-IC-01-A are kept in the personnel file for the duration of employment plus six years, as the Agency's own standard (Policy OH-HC-HR-04). Supply orders and outbreak notes are kept for three years. Each quarter the Administrator reviews infection-related reports, staff illness absences and competency results, as the Agency's own standard, and reports trends to the quality improvement program (Policy OH-HC-QA-01).

17. Staff Training

Every aide is trained on standard precautions, including hand washing and the disposal of bodily waste, at orientation before any client contact (OAC 173-39-02.11(C)(3)(b)(vii); Policy OH-HC-HR-05), and again each year in in-service training, as the Agency's own standard. Training uses CDC materials and is given in the language the aide understands best.

18. References

This policy implements the following authorities.

  • OAC 173-39-02.11(C)(3)(a)(v)(b)(iv), (C)(3)(b)(vii) and 173-39-02.8(B)(5)(c)(i)(h) (effective July 1, 2024)
  • OAC 5160-44-31(E)(7), (E)(11); OAC 5160-46-04(A)(8)(a)(i)(c) (training content for non-agency Ohio Home Care Waiver aides, used as a benchmark) (effective January 1, 2024)
  • 29 CFR §1910.132 (personal protective equipment); 29 CFR §1910.1030 (bloodborne pathogens)
  • Centers for Disease Control and Prevention, standard precautions and hand hygiene guidance for health care settings, as current at the time of each review

19. Related Policies and Forms

The following documents are read together with this policy.

ReferenceTitle
Form OH-HC-IC-01-AHand Hygiene and PPE Competency Check
Policy OH-HC-IC-02Bloodborne Pathogens Exposure Control Plan
Policy OH-HC-HR-03Employee Health Screening, Tuberculosis, and Fitness for Duty
Policy OH-HC-HR-05Orientation and Annual In-Service Training
Policy OH-HC-SVC-02Personal Care and Home Health Aide Tasks

20. Approval

This policy is adopted by the governing body of Sample Agency, LLC. The effective date, the person who approved it, and the date of approval are shown in the header block and recorded in the signature lines below.

21. Revision History

Every version of this policy, the date it took effect, a summary of what changed, and who approved it is recorded below. Where a rule cited in Section 18 is amended, the amendment is recorded in this table and a new version of this policy is issued.

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