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Client Rights and Responsibilities

Sets out the rights every client of the Agency has and the responsibilities clients are asked to meet, and how the Agency tells each client about them in writing at the start of services. Because Michigan has no home care licensing law, the rights come from the Medicaid program rules that bind the Agency (the MI Choice rights notice, the HCBS settings rule, Home Help client choice, payment in full, freedom from restraint and coercion, confidentiality) and from the Agency's own standards, which apply to every client whatever the payer. It also tells clients how to complain, grieve or appeal and where to report abuse or fraud.

Free sample, read in full
About this policy
Policy number
MI-HC-CR-01
Version
1.0
Main rule
MPM MI Choice Waiver §9.9
Library
Michigan home care · 50 policies
Category
Client rights
Sections
18
This is the full policy, shown filled in for a sample agency (Sample Agency). The underlined details are where your own agency's details go.

In short

  • Every client gets the written rights notice at or before the first visit, explained in a language they understand.
  • Ask before each task. A client may refuse any task; record it and tell the office if it could affect their safety.
  • Never ask a Home Help or MI Choice client or family to pay for authorized services, and never ask for donations or sell anything.
  • Never threaten, pressure, restrain or lock in a client.
  • Clients may complain to us or to outside bodies at any time. Nobody is treated worse for complaining.
Sample Agency, LLC
Policy and Procedure Manual

Terms of Reference

This section sets out the standing under which this policy is issued, who owns it, who is bound by it, and how it is kept current. It is not itself a procedure. The obligations begin at Section 1.

ItemDetail
Issued byThe governing body of Sample Agency, LLC
Document ownerPat Sample, Administrator
AuthorityMichigan does not license non-medical home care agencies, and no state licensing rule governs this subject. This policy follows MPM MI Choice Waiver Sections 9.5 to 9.9, 9.11, 9.12.E and 11 (October 1, 2026), the HCBS settings requirements at 42 CFR §441.301(c)(4), MPM Home Help Sections 1.1, 8, 8.9 and 9.1, MPM General Information for Providers Sections 8.1 and 13.1, MCL 400.111b and MCL 400.11a. Rights that no rule requires are the Agency's own standards and are labeled as such.
Applies toEvery employee and volunteer of Sample Agency, LLC, and every client the Agency serves (Home Help, MI Choice and private pay).
StatusMandatory. Adherence is a condition of employment and of any contract for services. No provision may be waived, shortened, or varied by any employee.
Not covered hereNondiscrimination and language access, which are Policy MI-HC-CR-02. Representatives, consent and advance directives, which are Policy MI-HC-CR-03. The Agency's complaint procedure, which is Policy MI-HC-GRV-01. Privacy practices, which are Policy MI-HC-PRV-01.
ReviewReviewed by the document owner at least every 12 months and, as the Agency's own standard, within 30 days of any change to a law, rule, Medicaid Provider Manual chapter or contract cited at Section 14. Each review is recorded at Section 17 whether or not the text changes.
AmendmentAny change requires the approval of the governing body and the issue of a new version number. Superseded versions are retained for six years from the date they were last in effect (45 CFR §164.530(j)).
DistributionMaster copy held in the policy manual at the Agency's office at 100 Example Street, Suite 100, Lansing, Michigan 48933. Each person named under "Applies to" receives it at orientation and whenever it changes.
QuestionsDirect to the document owner on (517) 555-0100 or office@example.com.

1. Purpose

This policy makes sure every client of Sample Agency, LLC (the "Agency") knows their rights and responsibilities before services start, that staff respect those rights on every visit, and that clients know how to raise a concern inside and outside the Agency. Michigan does not license non-medical home care agencies and has no statute that gives home care clients a list of rights. The rights in this policy come from the Michigan Medicaid program rules that bind the Agency for Home Help and MI Choice services and from federal law, and the Agency applies them, as its own standard, to every client including private-pay clients.

2. Scope

This policy applies to every client and every service the Agency offers (companion or sitter services and personal care services), in the client's home and in the community, and to every employee and volunteer who has contact with clients or their information.

3. Definitions

For the purposes of this policy:

TermMeaning
ClientA person who receives services from the Agency. The Home Help program also says "client"; the MI Choice Waiver says "participant"; the Michigan Medicaid Provider Manual says "beneficiary" for any Medicaid enrollee. In this manual all of these words mean the same person.
MPMThe Michigan Medicaid Provider Manual published by the Michigan Department of Health and Human Services (MDHHS), version dated October 1, 2026, cited by chapter and section (for example "MPM Home Help §8.6"). MDHHS updates it each quarter; the current version controls.
Home HelpMichigan's Medicaid State Plan personal care program, administered by MDHHS under 42 CFR §440.167, which pays for hands-on help with activities of daily living, instrumental activities of daily living and complex care tasks that an MDHHS adult services worker authorizes (MPM Home Help §§1.1, 2).
MI ChoiceThe MI Choice Waiver, Michigan's home and community-based services waiver for people who meet nursing facility level of care. Services are authorized by a waiver agency and purchased from direct service providers through written contracts (MPM MI Choice Waiver §9).
Waiver agencyThe organization under contract with MDHHS that enrolls MI Choice participants, provides supports coordination, authorizes services in the person-centered service plan, contracts with direct service providers and pays them (MPM MI Choice Waiver §9).
Person-centered service plan (PCSP)The MI Choice participant's service plan developed through person-centered planning with the waiver agency's supports coordinator. The Agency provides only the services the PCSP and the waiver agency's work order or authorization list.
Adult services worker (ASW)The MDHHS employee who provides case management for the Home Help program, completes the client's comprehensive assessment and issues the Time and Task (MPM Home Help §§1.2, 5.3).
Supports coordinatorThe waiver agency employee (a licensed nurse or social worker) who assesses an MI Choice participant, develops the person-centered service plan with the participant and monitors services (MPM MI Choice Waiver §6).
RepresentativeA person with legal authority to make decisions for the client (a guardian, a patient advocate when authorized to act, or an agent under a power of attorney), or a person the client has chosen to help them, as recorded under Policy MI-HC-CR-03.
HCBS settings ruleThe federal home and community-based settings requirements at 42 CFR §441.301(c)(4), which every MI Choice direct service provider must meet (MPM MI Choice Waiver §9.8).
Adverse benefit determinationA waiver agency decision to deny, reduce, suspend or terminate an MI Choice service, or to deny a request for more of a service, which the participant may appeal (MPM MI Choice Waiver §§11, 11.2).
Client information packetThe documents the Agency gives every client at the start of services and records on Form MI-HC-CR-01-B.
Agency's own standardA practice the Agency has chosen for itself where no rule, program manual or contract sets a requirement or a time frame. It is binding on staff but is not a state or federal requirement.

4. Policy Statement (MPM MI Choice Waiver §9.9)

"Each waiver agency or direct provider of home-based services must notify each participant, in writing, at the initiation of service of their right to comment about service provision or appeal the denial, reduction, suspension, or termination of services. Such notice must also advise the participant that they may file complaints of discrimination with the respective waiver agency, the Department of Health and Human Services Office of Civil Rights, or the Michigan Department of Civil Rights. The MI Choice Participant Handbook meets this requirement." (MPM MI Choice Waiver §9.9)

The Home Help program is designed to "Encourage and support the client's right and responsibility to make informed choices" and to "Empower the client to manage their services, respecting the client's right to determine what services are necessary, when they are completed, and how they are performed." (MPM Home Help §1.1) "The client has the right to terminate services with the provider at any time." (MPM Home Help §8)

As the Agency's own standard, every client, whatever the payer, receives the Agency's written rights and responsibilities notice (Form MI-HC-CR-01-A) at or before the first visit, has it explained in a language and format the client understands, and is never treated less favorably for exercising any right in this policy.

5. Giving Rights Information at the Start of Services

  1. At or before the first visit, the staff member who completes the start-of-service visit (Policy MI-HC-ADM-01) gives the client, and any representative, Form MI-HC-CR-01-A and the other documents in the client information packet listed on Form MI-HC-CR-01-B.
  2. For an MI Choice participant, the written notice under MPM MI Choice Waiver §9.9 is given "at the initiation of service". The waiver agency's MI Choice Participant Handbook meets that requirement, but the Agency still gives its own Form MI-HC-CR-01-A so the participant knows how to reach the Agency and how the Agency handles concerns.
  3. The staff member explains each right and responsibility in plain language, in the client's preferred language, using a qualified interpreter or an accessible format when needed (Policy MI-HC-CR-02). Reading the form aloud is offered to every client.
  4. The client or representative signs Form MI-HC-CR-01-B to show what was received and explained. If the client cannot or will not sign, the staff member writes the reason and the date on the form and signs it. Signing is never a condition of receiving services.
  5. The client keeps the originals of Forms MI-HC-CR-01-A and MI-HC-CR-02-A in the home. A copy of the signed Form MI-HC-CR-01-B goes in the client record.
  6. When the rights notice changes, the Agency gives every current client the new version at the next supervisory visit or by mail, as the Agency's own standard, and records the date on Form MI-HC-CR-01-B.

6. The Rights of Every Client

Every client of the Agency has the following rights. Where a right comes from a program rule the source is shown; the others are the Agency's own standards and apply to every client.

Client rights and their sources
RightWhat it means in practiceSource
To be treated with dignity and respectWorkers address the client as the client prefers, respect the client's home, belongings, culture, beliefs and routines, and engage with the client while working.Agency standard; 42 CFR §441.301(c)(4)(iii) for MI Choice
To privacy and confidentialityPersonal care is given in private. Information about the client is shared only as Policy MI-HC-PRV-01 allows. MI Choice information is not disclosed in a form that identifies the participant without informed consent, except by court order or for authorized program monitoring.MPM MI Choice Waiver §9.7; 45 CFR Part 164; Agency standard
To make choices and direct their own servicesThe client decides, within what the program authorized, which tasks are done, when, and how. The client may refuse any task on any day.MPM Home Help §1.1; 42 CFR §441.301(c)(4)(iv) and (v); Agency standard
To choose and change providers and to end servicesThe client may choose any qualified provider the program allows and may end services with the Agency at any time without penalty.MPM Home Help §8; MPM General Information for Providers §8.1; MPM MI Choice Waiver §9.11
To be free from abuse, neglect and exploitationAny suspected abuse, neglect or exploitation is reported at once (Policy MI-HC-ANE-01).MCL 400.11a; MPM Home Help §8.6.E.3
To be free from restraint, seclusion, threats and coercionWorkers never restrain, seclude, lock in, threaten or pressure a client.MPM MI Choice Waiver §§9.5, 9.12.E; 42 CFR §441.301(c)(4)(iii); Agency standard for all clients
Not to be charged for authorized Medicaid servicesHome Help and MI Choice clients and their families are never asked to pay for, or add to the payment for, services the program authorized.MPM Home Help §8.9; MPM MI Choice Waiver §9.6; MPM General Information for Providers §13.1; MCL 400.111b(14)
Not to be solicitedNo worker or volunteer asks the client for contributions, sells the client anything, or tries to persuade the client to accept a belief or philosophy.MPM MI Choice Waiver §9.6; Agency standard for all clients
To know who is coming and what will be doneThe client receives a written schedule and care plan, and every worker shows picture identification.MPM Home Help §8.6.C; MPM MI Choice Waiver §9.16; Agency standard
To be told in advance about changesThe client receives notice before the Agency changes or ends services (Policy MI-HC-DC-01).Agency standard
To be free from discrimination and to receive language help and accommodations free of chargeAs set out in Policy MI-HC-CR-02.45 CFR Part 92; MPM MI Choice Waiver §9.20
To complain, grieve and appeal without retaliationThe client may raise a concern with the Agency or with the outside bodies in Section 8 at any time, and services are not reduced or ended because of it.MPM MI Choice Waiver §§9.9, 11; MPM Home Help §9.1; Agency standard
To see their own recordsThe client may see and get a copy of their Agency record as Policy MI-HC-PRV-01 provides.45 CFR §164.524

7. The Home and Community-Based Settings Rule for MI Choice Participants

  • "Each waiver agency and direct service provider must comply with the Federal Home and Community Based Services Settings Requirements as specified in 42 CFR §441.301(c)(4)" (MPM MI Choice Waiver §9.8). Among other qualities, the setting "Ensures an individual's rights of privacy, dignity and respect, and freedom from coercion and restraint", "Optimizes, but does not regiment, individual initiative, autonomy, and independence in making life choices, including but not limited to, daily activities, physical environment, and with whom to interact", and "Facilitates individual choice regarding services and supports, and who provides them." (42 CFR §441.301(c)(4)(iii) to (v))
  • In practice, workers support the participant to take part in community life, to keep control of their own money and belongings, to choose their daily routine and visitors, and to decide how services are delivered. Workers do not set rules for the participant's home.
  • Any limit on a participant's choices must come from the person-centered service plan prepared by the supports coordinator, never from a worker or the Agency. A worker who thinks a limit is needed for safety tells the supervisor, who contacts the supports coordinator (Policy MI-HC-SP-03).
  • The Agency completes any HCBS settings survey a waiver agency asks for and corrects any finding within the time the waiver agency sets (MPM MI Choice Waiver §9.8).

8. Complaints, Grievances and Appeals

  • Every client may make a complaint to the Agency at any time, orally or in writing, to any staff member or directly to Pat Sample, Administrator, on (517) 555-0111 or person1@example.com. The Agency acknowledges a complaint within 5 business days and aims to resolve it within 30 business days (Policy MI-HC-GRV-01).
  • Outside the Agency: Michigan does not license non-medical home care agencies, so there is no state licensing complaint office for this service. Home Help clients may contact their MDHHS adult services worker or local MDHHS office. MI Choice participants may file a grievance, orally or in writing, with their MI Choice waiver agency. Michigan does not license non-medical home care, so there is no state licensing office for home care complaints; staff never refer a home care client to a licensing agency for a complaint about the Agency.
  • MI Choice participants: "Participants may file a grievance orally or in writing when they are dissatisfied with the quality of services received. A grievance may be submitted to the waiver agency at any time." (MPM MI Choice Waiver §11.1) A participant who disagrees with a waiver agency decision to deny, reduce, suspend or terminate services may appeal to the waiver agency; "Participants have 60 calendar days from the date of the Adverse Benefit Determination to request an internal appeal." (MPM MI Choice Waiver §11.2) If the waiver agency upholds its decision, the participant may request a State Fair Hearing (MPM MI Choice Waiver §11.3).
  • Home Help clients: "A client or their authorized hearing representative may appeal an eligibility determination, service approval or negative action by requesting an administrative hearing. A provider cannot request an administrative hearing on behalf of a client." (MPM Home Help §9.1) Staff may tell the client where to find the hearing request information on the MDHHS notice and give the Michigan Office of Administrative Hearings and Rules number listed in the MPM Directory Appendix (800-648-3397), but never file for the client.
  • Discrimination complaints may also be filed with the waiver agency (MI Choice), the U.S. Department of Health and Human Services Office for Civil Rights, or the Michigan Department of Civil Rights (MPM MI Choice Waiver §9.9; Policy MI-HC-CR-02).
  • Suspected abuse, neglect or exploitation: MDHHS Centralized Intake for Abuse and Neglect, 855-444-3911. Suspected Medicaid fraud: 1-855-MI-FRAUD (1-855-643-7283), www.michigan.gov/fraud. Questions about Medicaid coverage: the MDHHS Beneficiary Help Line, 800-642-3195.
  • No client is threatened, refused service, given less service or discharged because the client or anyone on the client's behalf complained, grieved, appealed or reported a concern to anyone (Agency standard).

9. Client Responsibilities

The Agency asks every client, or the client's representative, to meet the following responsibilities, as the Agency's own standard. They are explained at the start-of-service visit and listed on Form MI-HC-CR-01-A. They are requests, not conditions that take away any right in Section 6.

  • Give the Agency accurate information about health, needs, medicines the worker will remind about, allergies and anything in the home that could affect safety.
  • Tell the Agency as soon as possible about a hospital stay, a move, a change in the program that pays for services, a new representative, or when the client will not be home for a scheduled visit.
  • Ask workers only for tasks on the care plan. Requests for other help go to the office, which will contact the adult services worker or supports coordinator if the authorization needs to change.
  • Treat workers with respect and keep the home reasonably safe for them, including keeping pets secured if asked and not smoking near the worker where possible.
  • Confirm visits in the electronic visit verification system or on the daily service log as the Agency explains (Policy MI-HC-BUS-03).
  • Not offer workers money, gifts, tips or loans, and tell the office if a worker asks for any (Policy MI-HC-ETH-01).
  • For private-pay clients, pay invoices as agreed in the service agreement (Policies MI-HC-ADM-01 and MI-HC-BUS-04).
  • Tell the Agency about any concern, so it can be put right.

10. Respecting Rights on Every Visit

  • Workers knock or ring and identify themselves, wear the Agency picture identification on every visit (Policy MI-HC-HR-06), and ask the client's permission before starting each task.
  • If a client refuses a task, the worker does not insist, explains any risk calmly, offers again later in the visit if appropriate, records the refusal on the daily service log and tells the supervisor before the end of the shift if the refusal could affect the client's health or safety. The supervisor follows Policy MI-HC-SP-03.
  • If a client asks a worker to do something that is not on the care plan, unsafe or against Agency rules, the worker politely declines and tells the office.
  • Workers do not smoke in clients' homes, do not use personal cell phones in the home except in an emergency, and never threaten or coerce a client (MPM MI Choice Waiver §9.12.E, applied to all clients by Policy MI-HC-ETH-01).
  • A worker who sees any sign that a client's rights are not being respected, by anyone, tells the supervisor the same day and, where abuse, neglect or exploitation is suspected, makes the report required by Policy MI-HC-ANE-01.

11. Responsibilities

Accountability under this policy is allocated as follows.

Who is accountable for what
RoleResponsibility under this policy
Governing bodyApproves the rights and responsibilities notice and any change to it.
Pat Sample, AdministratorOwns this policy; keeps Forms MI-HC-CR-01-A and MI-HC-CR-01-B current; makes sure no client is retaliated against; reviews any rights concern raised.
Jo Sample, Alternate AdministratorCarries out the Administrator's duties under this policy when the Administrator is unavailable.
Pat Sample, AdministratorReceives complaints about rights and handles them under Policy MI-HC-GRV-01.
Intake staff and supervisorsGive and explain the rights notice and information packet at the start of services; obtain the signed acknowledgment; follow up on refusals and rights concerns.
Direct care workersRespect every right in Section 6 on every visit; report refusals, rights concerns and suspected abuse.

12. Records and Compliance Monitoring

The signed Form MI-HC-CR-01-B and any notes about how rights were explained are kept in the client record for 10 years for MI Choice participants (MPM MI Choice Waiver §9.12.C) and seven years from the last date of service for all other clients, as the Agency's own standard. Each quarter, as the Agency's own standard, the Administrator checks a sample of at least five new client records (or all, if fewer) for a signed Form MI-HC-CR-01-B dated on or before the first visit and reviews the complaint log (Form MI-HC-GRV-01-B) for any rights issue; findings go to the quality management program (Policy MI-HC-QM-01).

13. Staff Training

All staff learn client rights and responsibilities at orientation, before working with any client, and review them at least once a year in in-service training (Policy MI-HC-HR-05). Staff who complete start-of-service visits are trained to explain the notice, use interpreters and record refusals before doing so.

14. References

This policy implements the following authorities.

  • Michigan Medicaid Provider Manual, MI Choice Waiver chapter (October 1, 2026), Sections 9.5, 9.6, 9.7, 9.8, 9.9, 9.11, 9.12.E, 9.16, 11, 11.1, 11.2 and 11.3
  • Michigan Medicaid Provider Manual, Home Help chapter (October 1, 2026), Sections 1.1, 8, 8.6.C, 8.6.E.3, 8.9 and 9.1
  • Michigan Medicaid Provider Manual, General Information for Providers chapter (October 1, 2026), Sections 8.1 and 13.1; Directory Appendix (Appeals)
  • 42 CFR §441.301(c)(4) (home and community-based settings)
  • MCL 400.11a (adult abuse reporting) and MCL 400.111b (payment in full)
  • 45 CFR Part 92 (Section 1557) and 45 CFR §§164.520, 164.524 (HIPAA)

15. Related Policies and Forms

The following documents are read together with this policy.

ReferenceTitle
Form MI-HC-CR-01-AClient Rights and Responsibilities Notice
Form MI-HC-CR-01-BClient Information Packet Acknowledgment
Policy MI-HC-CR-02Nondiscrimination, Language Access, and Effective Communication
Policy MI-HC-CR-03Client Choice, Representatives, Consent, and Advance Directives
Policy MI-HC-ADM-01Referral, Intake, Acceptance, and Service Agreements
Policy MI-HC-DC-01Service Changes, Suspension, Transfer, and Discharge
Policy MI-HC-GRV-01Complaints and Grievances
Policy MI-HC-ANE-01Recognizing and Reporting Abuse, Neglect, and Exploitation of Adults
Policy MI-HC-PRV-01HIPAA Privacy and Confidentiality of Client Information
Policy MI-HC-ETH-01Code of Conduct, Professional Boundaries, and Marketing
Policy MI-HC-ETH-02Client Money, Property, and Prevention of Theft
Policy MI-HC-BUS-04Private Pay Services: Charges, Billing, and Cancellation
Policy MI-HC-HR-06Job Descriptions, Staff Identification, and Performance Evaluation
Policy MI-HC-SP-03Coordination with Adult Services Workers, Supports Coordinators, and Other Providers
Policy MI-HC-QM-01Quality Management Program

16. Approval

This policy is adopted by the governing body of Sample Agency, LLC. The effective date, the person who approved it, and the date of approval are shown in the header block and recorded in the signature lines below.

17. Revision History

Every version of this policy, the date it took effect, a summary of what changed, and who approved it is recorded below. Where a law, rule or manual chapter cited in Section 14 is amended, the amendment is recorded in this table and a new version of this policy is issued.

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