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Universal Precautions, Infection Control, and Employee Health

Sets the infection prevention practices every worker uses in clients' homes (universal precautions, hand hygiene, gloves and other protective equipment, safe personal care, laundry, kitchen hygiene and cleaning of equipment), the Agency's employee health program (health screening, tuberculosis screening, vaccinations and working while ill), how workers report signs of illness in clients, and how the Agency works with the Office of Public Health on reportable diseases.

Free sample, read in full
About this policy
Policy number
LA-HC-IC-01
Version
1.0
Main rule
LAC 48:I.5029.B.11
Library
Louisiana home care · 50 policies
Category
Infection control
Sections
24
This is the full policy, shown filled in for a sample agency (Sample Agency). The underlined details are where your own agency's details go.

In short

  • Clean your hands when you arrive, before and after care, after gloves and before you leave.
  • Wear gloves for any contact with blood, body fluids, broken skin or soiled items. Change them between tasks.
  • Use only the client's own toothbrush, razor and grooming items, and clean shared equipment after use.
  • If you have a fever, vomiting, diarrhea or a new rash, call your supervisor and do not go to a client's home.
  • Tell your supervisor right away if a client shows signs of illness, and call 911 first in an emergency.
Sample Agency, LLC
Policy and Procedure Manual

Terms of Reference

This section sets out the standing under which this policy is issued, who owns it, who is bound by it, and how it is kept current. It is not itself a procedure. The obligations begin at Section 1.

ItemDetail
Issued byThe governing body of Sample Agency, LLC
Document ownerPat Sample, Administrator
AuthorityAdopted under LAC 48:I.5029.B.11 (written policy on universal precautions), LAC 48:I.5029.C.3 (personnel policies that "shall, at a minimum, be consistent with Office of Public Health guidelines for services provided"), LAC 48:I.5055.H.1.g and k (training in universal precautions and in detecting signs of illness or impairment) and LAC 51:II.105 (Sanitary Code, reportable diseases and conditions). Bloodborne pathogens duties under 29 CFR §1910.1030 are in Policy LA-HC-IC-02.
Applies toThe Administrator, direct care staff supervisors and every employee and contracted worker who has contact with clients.
StatusMandatory. Adherence is a condition of employment and of any contract for services. No provision may be waived, shortened, or varied by any employee.
Not covered hereThe bloodborne pathogens exposure control plan, hepatitis B vaccination and exposure incidents, which are Policy LA-HC-IC-02. Infectious disease emergencies and pandemics, which are part of the all-hazards plan in Policy LA-HC-EP-01.
ReviewReviewed at least annually by the governing body, in consultation with the Administrator (LAC 48:I.5027.B.5, and the Agency's own standard for every policy), and, as the Agency's own standard, within 30 days of any amendment to a rule cited at Section 16. Each review is recorded at Section 19 whether or not the text changes.
AmendmentAny change requires the approval of the owner or governing body (LAC 48:I.5029.B) and the issue of a new version number. Superseded versions are retained for six years from the date they were last in effect (45 CFR §164.530(j)).
DistributionMaster copy held in the policy manual at the Agency’s licensed business location at 100 Example Street, Suite 100, Baton Rouge, Louisiana 70801, and in the policy manual kept at any approved branch office (LAC 48:I.5032.A.6.c). Each person named under "Applies to" receives it at orientation and whenever it changes.
QuestionsDirect to the document owner on (225) 555-0100 or office@example.com.

1. Purpose

This policy protects clients and workers from infection by setting the precautions every worker uses in every home, keeping sick workers away from clients, and making sure signs of illness and possible outbreaks are reported quickly.

2. Scope

This policy applies to every client and every worker of Sample Agency, LLC, in every home and community setting where services are given.

3. Definitions

For the purposes of this policy:

TermMeaning
Universal precautions"an approach to infection control. According to the concept of Universal Precautions, all human blood and certain human body fluids are treated as if known to be infectious for HIV, HBV, and other bloodborne pathogens." (29 CFR §1910.1030(b)) As the Agency's own standard, workers apply the same care to every body fluid, secretion and excretion (except sweat), non-intact skin and mucous membranes, which is the approach CDC calls standard precautions.
Hand hygieneWashing hands with soap and running water, or using an alcohol-based hand rub when hands are not visibly soiled.
Personal protective equipment (PPE)"specialized clothing or equipment worn by an employee for protection against a hazard" (29 CFR §1910.1030(b)), such as gloves, gowns, aprons, masks and eye protection.
Reportable disease or conditionA disease or condition that the Louisiana Sanitary Code requires to be reported to the Office of Public Health (LAC 51:II.105).
Exclusion from workAs the Agency's own standard, keeping a worker with signs of a contagious illness away from client contact until the worker may safely return under Section 9.4.
Change in health status"a significant decline in the client's health that will not normally resolve itself without further assessment and/or intervention by staff or licensed medical practitioners" (LAC 48:I.5003).
Agency's own standardA requirement the Agency sets for itself that goes beyond, or fills a gap in, the rules. This manual labels each one so that it is never mistaken for a requirement of LDH or another regulator.

4. Policy Statement (LAC 48:I.5029.B.11)

The Agency has, implements and follows a written policy on universal precautions, approved by the owner or governing body. (LAC 48:I.5029.B.11) Its personnel policies are, at a minimum, consistent with Office of Public Health guidelines for the services provided. (LAC 48:I.5029.C.3) Every direct care worker is trained in universal precautions, and in detecting signs of illness or impairment that warrant medical or nursing intervention, before providing direct care (LAC 48:I.5055.H.1.g, k; Policy LA-HC-TRN-01).

5. Universal Precautions in the Home

Every worker, with every client, every visit:

  • treats all blood and body fluids as if infectious;
  • cleans hands as Section 6 requires;
  • wears gloves whenever touching blood, body fluids, mucous membranes, non-intact skin, or soiled items or surfaces, and other PPE when splashing is possible (Section 7);
  • covers the worker's own cuts or broken skin with a waterproof dressing before the visit;
  • handles soiled linens and clothing as little as possible (Section 8);
  • never recaps, bends or breaks a needle and never handles a sharp by hand (Policy LA-HC-IC-02); and
  • cleans surfaces and reusable equipment that become soiled (Section 8).

6. Hand Hygiene

These are the Agency's own standards, consistent with CDC guidance.

  • Workers clean their hands on arrival and before leaving; before and after hands-on care; before preparing food or helping a client eat; after toileting, incontinence care or touching soiled items; after removing gloves; and after coughing, sneezing or blowing the nose.
  • Hands are washed with soap and running water for at least 20 seconds when visibly soiled and after caring for a client with diarrhea. Otherwise an alcohol-based hand rub may be used.
  • Employees wash their hands immediately or as soon as feasible after removal of gloves or other PPE (29 CFR §1910.1030(d)(2)(v)). Where a sink is not available, workers use an antiseptic hand cleanser with clean cloth or paper towels, or antiseptic towelettes, and wash with soap and running water as soon as feasible (29 CFR §1910.1030(d)(2)(iv)).
  • Workers keep nails short and do not wear artificial nails while giving hands-on care.

7. Gloves and Other Protective Equipment

  • The Agency provides gloves, alcohol-based hand rub, gowns or aprons, masks and eye protection, and a CPR barrier, at no cost to the worker (29 CFR §1910.1030(d)(3)(i)). Hypoallergenic gloves are available for workers who are allergic to the gloves normally provided (§1910.1030(d)(3)(iii)).
  • Disposable gloves are changed between tasks and between clients, replaced when torn, and never washed or reused (§1910.1030(d)(3)(ix)(A), (B)).
  • A gown or apron is worn when clothing may be soiled, and a mask with eye protection when splashes, spray or droplets of blood or body fluids may reach the face (§1910.1030(d)(3)(x), (xi)).
  • As the Agency's own standard, a worker caring for a client with a respiratory infection, or during a declared outbreak, wears a mask, and follows any additional precautions the client's physician, the Office of Public Health or the Agency directs.
  • PPE is removed before leaving the client's home and thrown away in the household trash in a closed bag, unless Policy LA-HC-IC-02 requires otherwise.

8. Personal Care, Laundry, Kitchen and Equipment

These are the Agency's own standards for infection prevention during the tasks workers do most.

TaskWhat the worker does
Bathing, perineal and incontinence careGloves on; clean from front to back and from clean to dirty areas; change gloves before touching clean items; report redness, open areas, rash or unusual drainage to the supervisor.
Oral care and shavingGloves on for oral care. Use only the client's own toothbrush, razor and grooming items; never share them between clients. As the Agency's own standard, use the client's electric razor where the client has one.
Nail careClean and file only. Workers do not cut the nails of a client with diabetes or poor circulation, or any toenails, unless the ISP says so after a health professional has approved it.
LaundryContaminated laundry is handled as little as possible with a minimum of agitation, and workers who handle it wear gloves (29 CFR §1910.1030(d)(4)(iv)(A), (B)). Do not shake or rinse soiled items by hand; put them straight into the washer and wash as the label allows.
Kitchen and foodClean hands and surfaces before preparing food; keep raw meat apart; store food at safe temperatures and throw out spoiled food with the client's permission. Foods not kept at acceptable temperatures are an environmental hazard noted in the assessment (LAC 48:I.5039.B.3.b.iii).
Reusable equipmentClean and disinfect shower chairs, commodes, bedpans, walkers and similar items after soiling with a household disinfectant used as the label directs. All equipment and working surfaces are cleaned and decontaminated after contact with blood or other potentially infectious materials (29 CFR §1910.1030(d)(4)(ii)).
Thermometers and blood pressure cuffsUse the client's own equipment; clean it after use as the manufacturer directs.
TrashBag soiled items, tie the bag, and put it in the household trash. Sharps and blood-soaked items follow Policy LA-HC-IC-02.

9. Employee Health

Chapter 50 does not set an employee health or tuberculosis testing schedule for HCBS providers. The employee health program below is the Agency's own standard, written to be consistent with Office of Public Health and CDC guidance for health care personnel (LAC 48:I.5029.C.3). It is recorded on Form LA-HC-IC-01-A, which is kept in a confidential employee health file separate from the personnel file.

9.1 Health screening after a job offer

  • After a conditional job offer and before client contact, each direct care worker completes a health questionnaire about the ability to perform the essential functions of the job, with or without reasonable accommodation. Medical information is collected and kept as 29 CFR §1630.14 allows: on separate forms, in separate medical files, and treated as confidential.
  • The same questions are asked of every new direct care worker.

9.2 Tuberculosis screening

As the Agency's own standard, consistent with the 2019 CDC and National Tuberculosis Controllers Association recommendations for health care personnel:

  • Before client contact, each direct care worker completes an individual tuberculosis risk assessment and symptom evaluation, and a tuberculosis test (a blood test or a skin test) unless the worker has documented prior tuberculosis disease or latent infection.
  • A worker with a positive test or symptoms has a medical evaluation, including a chest X-ray, and does not have client contact until a health care provider states in writing that the worker does not have infectious tuberculosis.
  • Workers are not retested every year unless there is a known exposure or ongoing transmission. A worker exposed to tuberculosis is tested as the Office of Public Health or the worker's health care provider directs.
  • A worker with untreated latent tuberculosis infection completes a symptom screen every year and is encouraged to take treatment.
  • Every direct care worker receives tuberculosis education every year (Policy LA-HC-TRN-02).

9.3 Vaccinations

  • Hepatitis B vaccination is offered to every worker with occupational exposure as Policy LA-HC-IC-02 requires.
  • As the Agency's own standard, the Agency encourages and helps workers get an influenza vaccine each year and other vaccines CDC recommends for health care personnel, and records what workers choose to share on Form LA-HC-IC-01-A.
  • No vaccine other than one required by law is a condition of employment unless the governing body decides so in writing after legal advice, and any such rule allows the exemptions the law requires.

9.4 Working while ill

These are the Agency's own standards.

  • A worker who has a fever, vomiting, diarrhea, a new rash, draining sores, or a new cough with fever calls the supervisor before the shift and does not go to any client's home. The supervisor sends a back-up worker (Policy LA-HC-SP-02).
  • The worker may return when free of fever for at least 24 hours without fever-reducing medicine and free of vomiting and diarrhea for at least 48 hours, or sooner if a health care provider clears the worker in writing, and follows any return-to-work instruction from the Office of Public Health for a reportable disease.
  • No worker is disciplined for staying home because of a contagious illness and reporting it as this section requires.

10. Signs of Illness in Clients

Workers watch for signs of illness or impairment that warrant medical or nursing intervention (LAC 48:I.5055.H.1.k), such as fever, chills, a new cough or shortness of breath, burning or cloudy urine, new confusion, diarrhea or vomiting, a red, warm or draining wound, or skin breakdown.

  • The worker reports any change in the client's condition to the supervisor immediately upon discovery (LAC 48:I.5055.G.3). The Agency ensures an observable significant change is immediately reported so that the client receives needed medical attention by a licensed medical practitioner in a timely manner (LAC 48:I.5039.B.6; Policy LA-HC-SP-03).
  • If the client is in danger, the worker calls 911 first (Policy LA-HC-SAF-02).
  • The worker records what was seen and reported in the progress note (Policy LA-HC-REC-02).

11. Reportable Diseases and Outbreaks

The Louisiana Sanitary Code places the duty to report reportable diseases and conditions on physicians (LAC 51:II.105.A) and on nurses, social workers and "any other health care professional" who has examined, evaluated, is attending or has knowledge of a case (LAC 51:II.105.C). Class A conditions, which include outbreaks of any infectious disease, are reported to the Office of Public Health no later than 24 hours from recognition (LAC 51:II.105.D.1).

  • Direct care workers are not named reporters. A worker who learns that a client, household member or co-worker has a contagious disease, or sees several people in a home or on the worker's schedule with the same illness, tells the supervisor the same day.
  • A licensed health care professional on the Agency's staff, such as a registered nurse or social worker, meets that professional's own reporting duty under LAC 51:II.105.C. The route is: Louisiana Department of Health, Office of Public Health, Infectious Disease Epidemiology: the regional epidemiologist during business hours (section phone 504-568-8313); the on-call epidemiologist at 1-800-256-2748 during non-business hours, weekends and holidays.
  • The Administrator cooperates with the Office of Public Health, follows its instructions on precautions, exclusion of workers and notice to clients, and shares only the information public health needs (Policy LA-HC-PRV-01).
  • A widespread infectious disease emergency is managed under the all-hazards plan (Policy LA-HC-EP-01).

12. Supplies

  • Each direct care worker receives a kit with gloves in the right size, alcohol-based hand rub, masks, a gown or apron, eye protection, a CPR barrier and waterproof dressings at no cost, and gets more from the office or the supervisor when needed.
  • Supervisors check the kit at supervisory visits (Policy LA-HC-SUP-01).

13. Responsibilities

Accountability under this policy is allocated as follows.

Who is accountable for what
RoleResponsibility under this policy
Pat Sample, AdministratorOwns this policy. Keeps supplies available, runs the employee health program, decides on exclusion and return to work, and works with the Office of Public Health.
Jo Sample, Alternate AdministratorActs for the Administrator under this policy when the Administrator is unavailable.
Direct care staff supervisorsCheck infection prevention practice at visits, arrange back-up workers when a worker is ill, and act on reports of illness.
Licensed professionals on staffMeet their own reporting duties under LAC 51:II.105.C.
Direct care workersUse universal precautions every visit, clean hands, stay home when ill, and report signs of illness in clients.

14. Records and Compliance Monitoring

Form LA-HC-IC-01-A and health screening records are kept in the confidential employee health file. As the Agency's own standard, supervisors record hand hygiene and glove use on each supervisory visit (Form LA-HC-SUP-01-A), and each quarter the Administrator reviews reported infections, worker illnesses and supply problems with the quality enhancement committee (Policy LA-HC-QE-01).

15. Staff Training

Universal precautions and detecting signs of illness are part of the 16 hours of training before providing care (LAC 48:I.5055.H.1.g, k; Policy LA-HC-TRN-01). Tuberculosis education and an infection prevention refresher are given every year (Policy LA-HC-TRN-02).

16. References

This policy implements the following authorities.

  • LAC 48:I.5029.B.11, C.3, Policy and Procedures
  • LAC 48:I.5039.B.3, B.6, General Provisions (assessment; changes in status)
  • LAC 48:I.5055.G.3, H.1.g, H.1.k, Core Staffing Requirements
  • LAC 51:II.105, Reportable Diseases and Conditions (Louisiana Sanitary Code)
  • 29 CFR §1910.1030, Bloodborne pathogens (definitions; hand hygiene; PPE; housekeeping; laundry)
  • 29 CFR §1630.14, Medical examinations and inquiries (Americans with Disabilities Act)
  • Tuberculosis Screening, Testing, and Treatment of U.S. Health Care Personnel: Recommendations from the National Tuberculosis Controllers Association and CDC, 2019 (MMWR 2019;68(19))

17. Related Policies and Forms

The following documents are read together with this policy.

ReferenceTitle
Form LA-HC-IC-01-AEmployee Health Screening and Tuberculosis Record
Policy LA-HC-IC-02Bloodborne Pathogens Exposure Control Plan
Policy LA-HC-EP-01Emergency Preparedness, Continuity of Operations, and Client Emergency Plans
Policy LA-HC-TRN-01Direct Care Staff Training Before Service, First Aid, and Competency Evaluation
Policy LA-HC-TRN-02Annual Continuing Education for Direct Care Staff
Policy LA-HC-SP-02Scheduling, Back-Up Staffing, and Missed Visits
Policy LA-HC-SP-03Coordination of Services, Changes in Condition, and Service Requests
Policy LA-HC-SAF-02Medical Emergencies, Changes in Condition, and Death in the Home
Policy LA-HC-PRV-01Confidentiality and HIPAA Privacy
Policy LA-HC-SUP-01Direct Care Staff Supervisor, Supervisory Visits, and Quarterly Home Visits
Policy LA-HC-QE-01Quality Enhancement Plan

18. Approval

This policy is adopted by the governing body of Sample Agency, LLC. The effective date, the person who approved it, and the date of approval are shown in the header block and recorded in the signature lines below.

19. Revision History

Every version of this policy, the date it took effect, a summary of what changed, and who approved it is recorded below. Where a rule cited in Section 16 is amended, the amendment is recorded in this table and a new version of this policy is issued.

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