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Infection Prevention and Control Program

Sets the Agency’s infection control program: leadership, the surveillance plan with outcome and process surveillance, the 16 subjects Georgia requires the policies to address and where each is covered, standard and transmission-based precautions, home environment risk assessment, outbreak investigation, reporting of notifiable diseases to the Department of Public Health, education of staff, patients and caregivers, and the annual program evaluation.

Free sample, read in full
About this policy
Policy number
GA-HSP-IC-01
Version
1.0
Main rule
Ga. Comp. R. & Regs. 111-8-37-.12
Library
Georgia hospice · 60 policies
Category
Infection control
Sections
25
This is the full policy, shown filled in for a sample agency (Sample Agency). The underlined details are where your own agency's details go.

In short

  • Clean your hands when you arrive, before and after touching the patient, after removing gloves and before you leave.
  • Use standard precautions with every patient, and add isolation precautions when the nurse says so.
  • Clean and disinfect your stethoscope and other shared equipment after every patient.
  • Record every new patient infection on the infection log.
  • Tell the infection control lead the same day if you think there is an outbreak or a reportable disease.
Sample Agency, LLC
Policy and Procedure Manual

Terms of Reference

This section sets out the standing under which this policy is issued, who owns it, who is bound by it, and how it is kept current. It is not itself a procedure. The obligations begin at Section 1.

ItemDetail
Issued byThe governing body of Sample Agency, LLC
Document ownerRobin Sample, RN, Supervising Nurse, as infection control lead unless the governing body names another RN
AuthorityAdopted under Ga. Comp. R. & Regs. 111-8-37-.12 (infection control). These policies are approved by the Administrator, Pat Sample, and the medical director, Dr. Morgan Sample (Rule 111-8-37-.12(b)). If the Agency is Medicare-certified, also 42 CFR §418.60.
Applies toAll employees, contracted staff and volunteers in every component of the hospice, and the education the Agency gives patients, families and other caregivers.
StatusMandatory. This policy and the procedures it names are not used until both the Administrator and the medical director have signed the approval record.
Not covered hereBloodborne pathogens and the exposure control plan (Policy GA-HSP-IC-02). Staff health screening and work restrictions (Policy GA-HSP-HR-05). Laboratory specimens (Policy GA-HSP-LAB-01). Dietary practices and the environment in hospice care facilities (Policy GA-HSP-FAC-03). Infectious disease emergencies (Policy GA-HSP-EP-01).
ReviewReviewed by the document owner at least every 12 months, and within 30 days of any amendment to a rule cited in the References section. Each review is recorded in the Revision History.
AmendmentAny change requires the approval of the governing body and the issue of a new version number. Superseded versions are retained for at least six years.
DistributionMaster copy in the policy manual. Staff named in "Applies to" read it at orientation and when it changes.
QuestionsDirect to the document owner on (404) 555-0100 or office@example.com.

1. Purpose

This policy sets up an effective infection control program designed to reduce the transmission of infections in patients, health care workers, caregivers, families, visitors and volunteers.

2. Scope

This policy covers infection prevention and control in all components of the hospice: home care in private homes and facilities, and any residential or inpatient hospice care facility.

3. Definitions

The following terms have the meanings given below when used in this policy.

TermMeaning
Standard precautionsThe basic infection prevention practices used for every patient: hand hygiene, use of personal protective equipment (PPE) based on expected exposure, respiratory hygiene and cough etiquette, safe injection practices, safe handling of sharps, and cleaning and disinfection of equipment and surfaces.
Transmission-based precautionsContact, droplet and airborne precautions added to standard precautions for patients known or suspected to have certain infections.
Outcome surveillanceTracking infections in patients (for example, urinary tract infections, pneumonia, skin and wound infections, bloodstream infections related to lines, and multidrug-resistant organisms) and in staff.
Process surveillanceTracking whether staff follow infection prevention practices, for example hand hygiene audits, bag technique, catheter care and equipment cleaning.
Notifiable diseaseA disease or condition that must be reported to the Georgia Department of Public Health under O.C.G.A. §31-12-2 and Ga. Comp. R. & Regs. 511-2-1-.02, as listed on the Department of Public Health notifiable disease roster.
Infection control leadThe RN who coordinates the program day to day: Robin Sample, RN unless the governing body names another RN in writing.
PatientA terminally ill person receiving hospice care from the Agency and, where the Agency offers it, a person with an advanced and progressive disease receiving palliative care (Ga. Comp. R. & Regs. 111-8-37-.03(t)). 42 CFR Part 418 also says "patient"; the two mean the same person here.
Family unitThe patient and his or her family, which may include spouse, children, siblings, parents, and other relatives with significant personal ties to the patient (Rule 111-8-37-.03(i)).
If the Agency is Medicare-certifiedText introduced this way applies only while the Agency participates in Medicare under 42 CFR Part 418. The Agency follows it as good practice in any case unless this policy says otherwise.

4. Policy Statement (Ga. Comp. R. & Regs. 111-8-37-.12)

The Agency has an effective infection control program designed to reduce the transmission of infections in patients, health care workers, caregivers, families, visitors and volunteers (Ga. Comp. R. & Regs. 111-8-37-.12). The Agency has an infection control surveillance plan tailored to its needs and its patients that includes both outcome and process surveillance (Rule 111-8-37-.12(a)). Its infection control policies and procedures address all components of the hospice, are based on accepted standards of infection control, are approved by the Administrator and the medical director, and address at least the 16 subjects in Table 1 (Rule 111-8-37-.12(b)). The program is evaluated at least annually (Rule 111-8-37-.12(c)). If the Agency is Medicare-certified, the program also follows accepted standards of practice including standard precautions, is an integral part of the quality assessment and performance improvement program, and includes infection control education for employees, contracted providers, patients, family members and other caregivers (42 CFR §418.60). Table 1 shows where each subject that Rule 111-8-37-.12(b) lists is covered.

Table 1. Required infection control subjects (Rule 111-8-37-.12(b)1.-16.)
No.SubjectWhere covered
1Hand hygieneSection 6.1
2Wound careSection 6.3
3Urinary tract careSection 6.3
4Respiratory therapySection 6.3
5Enteral therapySection 6.3
6Infusion therapySection 6.3
7Cleaning, disinfecting, and sterilizing patient care equipmentSection 6.4
8Isolation precautionsSection 6.2
9Handling, transport, and disposal of medical waste and laboratory specimensSection 6.5; Policy GA-HSP-LAB-01
10Requirements for initial and annual health screenings for staff, including tuberculosis surveillance and required immunizationsPolicy GA-HSP-HR-05
11Use of personal protective equipment and exposure reporting/follow-upSection 6.2; Policy GA-HSP-IC-02
12Work restrictions for staff with potentially infectious diseasesPolicy GA-HSP-HR-05
13Evaluation of the patient and the home environment related to infection control risksSection 7
14Outbreak investigation proceduresSection 9
15Dietary practices in hospice care facilitiesPolicy GA-HSP-FAC-03
16Reporting of communicable diseases, as required by lawSection 10

5. Leadership of the Program

  • The infection control lead coordinates surveillance, audits, education and outbreak response, and reports to the quality management committee at least quarterly (Rule 111-8-37-.09(2)(f)).
  • The medical director advises on clinical infection questions, antibiotic use and outbreak response, and approves the infection control policies with the Administrator (Rule 111-8-37-.12(b)).
  • The Administrator makes sure supplies (hand sanitizer, PPE, disinfectants, sharps containers, specimen supplies) are always available to staff at no cost.

6. Prevention Practices

6.1 Hand hygiene

  • Staff clean their hands with alcohol-based hand rub or soap and water: on arrival and before leaving the home, before and after touching the patient, before a clean or aseptic task, after contact with body fluids, after removing gloves, and after touching the patient’s surroundings.
  • Soap and water is used when hands are visibly soiled and after caring for a patient with diarrhea or known or suspected Clostridioides difficile or norovirus.
  • Fingernails are kept short; artificial nails are not worn by staff giving hands-on care.

6.2 Standard precautions, PPE and isolation

  • Standard precautions are used with every patient (42 CFR §418.60(a)).
  • Gloves, gowns, masks, eye protection and respirators are chosen for the task and the patient’s known or suspected infection, put on and removed in the correct order, and disposed of in the home before leaving.
  • Transmission-based precautions (contact, droplet or airborne) are added on an order or when the nurse suspects an infection that requires them, following current CDC isolation guidance. In the home, the nurse teaches the family how to protect themselves and others, and staff who visit wear the required PPE. Fit-tested respirators are used for airborne precautions.
  • Exposure to blood or other potentially infectious materials is reported and followed up under Policy GA-HSP-IC-02.

6.3 Clinical procedures

Nurses follow the Agency’s procedure manual, based on current CDC and professional guidance, for:

  • Wound care: clean technique for chronic wounds unless the order requires sterile technique; single-patient supplies; safe disposal of dressings.
  • Urinary tract care: insert catheters only on order and with aseptic technique; keep closed drainage and the bag below the bladder; daily perineal hygiene; change catheters on symptoms or as ordered, not on a fixed schedule unless ordered.
  • Respiratory therapy: clean and dry oxygen and nebulizer equipment as the manufacturer instructs; use sterile or distilled water where required; replace tubing and masks at the supplier’s interval; aseptic suctioning technique.
  • Enteral therapy: hand hygiene before handling; clean preparation; flushing and site care as ordered; correct hang times for feeds.
  • Infusion therapy: aseptic technique for access and dressing changes; scrub the hub before every access; date dressings; assess the site at every visit; remove lines no longer needed.

6.4 Cleaning and disinfecting equipment

  • Reusable equipment carried between homes (stethoscopes, blood pressure cuffs, thermometers, pulse oximeters) is cleaned and disinfected with an EPA-registered disinfectant, following the product’s contact time, after each patient. Single-patient items stay in the home.
  • Nursing bags are kept off the floor on a clean barrier; staff take out what they need after hand hygiene and do not return used items to the bag.
  • The Agency does not sterilize instruments; sterile items are bought sterile and single use. DME is cleaned between patients by the supplier (Policy GA-HSP-DME-01).

6.5 Medical waste and specimens

  • Sharps used by staff go into a puncture-resistant sharps container immediately after use. Full containers are closed and disposed of through the Agency’s licensed medical waste service or as local rules allow.
  • Families who use sharps at home are taught to use a sturdy closed container and to dispose of it as the local solid waste authority advises.
  • Dressings and other items soaked with blood are bagged and disposed of in line with Georgia environmental rules and local requirements, and with Policy GA-HSP-IC-02.
  • Laboratory specimens are collected, labeled, packaged and transported as Policy GA-HSP-LAB-01 requires.

Georgia Environmental Protection Division rules on biomedical waste were not read for this policy; the Administrator confirms the Agency’s waste handling with its waste contractor and the local authority.

7. Evaluating the Patient and Home for Infection Risk

At admission and when circumstances change, the RN assesses and records infection risks (Rule 111-8-37-.12(b)13.): the patient’s devices, wounds and immune status; known infections or colonization; access to running water and hand-washing supplies; cleanliness; pets and pests; others in the home who are ill; and the caregiver’s ability to follow precautions. The plan of care includes the infection prevention measures and teaching that follow from the assessment.

8. Surveillance Plan

The surveillance plan includes both outcome and process surveillance (Rule 111-8-37-.12(a)) and is a part of the quality program (42 CFR §418.60(b)(1)).

  • Outcome surveillance: nurses record each new infection on Form GA-HSP-IC-01-A at the time it is found, using simple written definitions the infection control lead keeps with the form (for example, a new urinary tract infection treated with an antibiotic). Staff infections reported under Policy GA-HSP-HR-05 are tracked separately and confidentially.
  • Process surveillance: each quarter the infection control lead audits a sample of visits or records for hand hygiene, bag technique, catheter care and equipment cleaning, and reviews sharps injuries and exposures (Agency standard).
  • The infection control lead calculates infection rates per 1,000 patient days, looks for clusters by organism, team or setting, and reports to the quality management committee quarterly with a plan for any problem found (42 CFR §418.60(b)(2)).

9. Outbreak Investigation

  1. A possible outbreak is two or more patients or staff with the same infection linked by time, place or caregiver, or any single case of a disease the DPH roster lists as immediately reportable (Agency definition).
  2. The staff member who suspects an outbreak tells the infection control lead the same day. The lead tells the Administrator and the medical director, confirms the cases, and starts a line list.
  3. The lead puts control measures in place (for example, extra precautions, cohorting of staff, restricting sick staff under Policy GA-HSP-HR-05, extra cleaning), contacts the county health department or the Department of Public Health for advice, and reports as Section 10 requires.
  4. When the outbreak is over, the lead writes a short report of what happened and what changed, for the quality management committee.

10. Reporting Notifiable Diseases

  • Georgia law requires reporting of notifiable diseases to the Department of Public Health (O.C.G.A. §31-12-2; Ga. Comp. R. & Regs. 511-2-1-.02). The Agency reports as Rule 111-8-37-.12(b)16. requires.
  • When a nurse learns that a patient has a notifiable disease, the nurse checks whether the diagnosing physician or laboratory has reported it. If not, or if in doubt, the infection control lead reports it within the time the DPH notifiable disease roster sets for that disease (immediately for some, within days for others).
  • Contact: Georgia Department of Public Health: 1-866-782-4584 (1-866-PUB-HLTH) for conditions that must be reported immediately; other conditions through SendSS. The county health department can also take reports.
  • The report and the date and time it was made are recorded on Form GA-HSP-IC-01-A.

The infection control lead keeps the current DPH roster with this policy and checks the DPH website for updates at least yearly.

11. Education

  • Staff and volunteers receive infection control education at orientation and every year, including emerging trends in infection control (Rule 111-8-37-.13(4)(a)).
  • Contracted providers receive the Agency’s infection control requirements in their orientation and contract (42 CFR §418.60(c)).
  • Patients, families and other caregivers are taught hand hygiene, safe care of devices and wounds, disposal of sharps and soiled items, signs of infection to report, and any isolation measures, and the teaching is recorded (42 CFR §418.60(c)).

12. Annual Program Evaluation

At least annually, the infection control lead, the Administrator and the medical director evaluate the effectiveness of the program related to the prevention of the transmission of infections to patients, health care workers, caregivers, families, visitors and volunteers (Rule 111-8-37-.12(c)). The evaluation reviews the year’s surveillance data, audits, exposures, outbreaks, education completed and changes in guidance, and sets goals for the next year. It is presented to the quality management committee and the governing body, and this policy is revised if needed.

13. Responsibilities

Each role named below carries the duties shown.

RoleResponsibility
Administrator and medical directorApprove the infection control policies, and take part in the annual evaluation.
Infection control leadRuns surveillance, audits, outbreak response, reporting and education.
All clinical staff and volunteersFollow these practices at every visit, record infections and report concerns.
Quality management committeeReviews infection data and approves improvement plans.

14. Records and Compliance Monitoring

The following are kept.

  • The signed approval of the infection control policies by the Administrator and the medical director.
  • Form GA-HSP-IC-01-A and quarterly surveillance reports.
  • Process audit results and outbreak reports.
  • Records of notifiable disease reports.
  • The annual program evaluation and the governing body’s review.
  • Education records for staff and volunteers (Policy GA-HSP-HR-01).

15. Staff Training

All staff and volunteers receive infection control training at orientation and annually, covering hand hygiene, standard and transmission-based precautions, PPE, bag technique, cleaning of equipment, sharps safety, recognizing and reporting infections and emerging trends in infection control (Rule 111-8-37-.13(4)(a)). Nurses are also trained in the clinical procedures in Section 6.3.

16. References

This policy implements the following authorities.

  • Ga. Comp. R. & Regs. 111-8-37-.12, Infection Control
  • Ga. Comp. R. & Regs. 111-8-37-.09(2)(f), quality review of infection control
  • Ga. Comp. R. & Regs. 111-8-37-.13(4)(a), (5), annual training and health screening
  • Ga. Comp. R. & Regs. 111-8-37-.24(2)(j)-(k), infection control in hospice care facilities
  • O.C.G.A. §31-12-2, reporting of diseases
  • Ga. Comp. R. & Regs. 511-2-1-.02, notifiable disease reporting
  • Georgia Department of Public Health, Notifiable Disease Reporting Requirements (roster)
  • 42 CFR §418.60, Infection control (Medicare-certified hospices)
  • 29 CFR §1910.1030, Bloodborne pathogens

17. Related Policies and Forms

The following documents are read together with this policy.

ReferenceTitle
Form GA-HSP-IC-01-APatient Infection Surveillance Log
Policy GA-HSP-IC-02Bloodborne Pathogens Exposure Control Plan
Policy GA-HSP-HR-05Staff and Volunteer Health Screening and Work Restrictions
Policy GA-HSP-HR-01Orientation, Annual Training and Competency
Policy GA-HSP-MD-01Medical Director and Physician Services
Policy GA-HSP-LAB-01Laboratory Services and Waived Testing
Policy GA-HSP-FAC-03Hospice Care Facilities: Residential and Inpatient Units
Policy GA-HSP-DME-01Medical Supplies and Durable Medical Equipment
Policy GA-HSP-EP-01Emergency Preparedness and Disaster Plan
Policy GA-HSP-QA-01Quality Management, Utilization and Peer Review (QAPI)
Policy GA-HSP-NUR-01Nursing Services and Director of Nursing

18. Approval

This policy is adopted by the governing body of Sample Agency, LLC. The effective date, the person who approved it, and the date of approval are shown in the header block and recorded in the signature lines below.

19. Revision History

Every version of this policy, the date it took effect, a summary of what changed, and who approved it is recorded below. Where a rule cited in the References section is amended, the amendment is recorded in this table and a new version of this policy is issued.

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